Compliance Officer for Conflict Management, Control Room
Area
Join our team at the highly rated Danske Bank campus in Vilnius. This is a unique and interesting role at the heart of investment banking and conflict management in a leading Northern European bank. Working securities product knowledge, fluent English, and a proactive, enthusiastic ‘self-starter’ attitude are essential to join this specialist team.
We are seeking Compliance Officer to join our close-knit team and assist us in ensuring that the organisation complies with applicable laws, regulations, and internal policies. This role is based in Vilnius and offers high visibility, allowing you to collaborate with all seniority levels across the Group. The team will be split between Denmark and Lithuania, and this role will join the team in Lithuania.
As a Compliance Officer, you will specialise in core Control Room tasks. These include insider list and restricted list management (following EU Market Abuse Regulation, Article 18), wall crossings, deal and event logging management (supporting business selection conflict management due diligence), personal account dealing controls, investment research conflict clearance, research disclosures, and outside business interests assessment and conflict clearance.
*Depending on your experience and knowledge, we may offer you a different level of seniority for the role.
Mission
- Initiate pre-clearance assessments on personal account dealing requests submitted by the business
- Conduct routine monitoring activities on risk-based alerts relating to personal account dealing activities
- Perform conflict assessments on outside business interest pre-clearances and disclosures
- Support and collate reporting of daily activities
- Collaborate and engage with multiple teams across the entire Group, at all levels
- Provide information regarding investigations on Control Room-related matters
- Assist with regulatory requests or inspections, internal audits, and investigations relating to Control Room functions, as well as keep abreast of regulatory developments and changes to the legal and regulatory environment that may impact Control Room activities
- Handle other daily Control Room activities
Skills
- Experience in Compliance or Risk Management, especially within the Control Room, Surveillance and Monitoring, or Employee Compliance-related activities
- Proactive, action-oriented attitude, with great attention to detail
- Familiarity with the working of investment banking, asset management, and brokerage operations is important (legal background is not necessary)
- Have proficiency in the Microsoft Office suite, particularly Excel
- Advanced skills in English
- Effective analytical skills along with good communication and interpersonal skills
- Proven experience working with stakeholders at various levels
We offer:
We will ensure that exact salary offered for you will be based on your qualifications, competencies, professional experience and requirements for the corresponding job function (salary range from 2400 EUR to 3600 EUR gross EUR/monthly).
Your title in job contract will be Officer - Compliance.